Open Webinar – Scottrade ® presents Compliance Hot Topics for 2013

When:  Jan 31, 2013 from 02:00 PM to 03:00 PM (ET)
Join ACA Resource Affiliate Scottrade® Advisor Services for a webinar. During this webinar, you will learn about Scottrade’s free basic compliance hotline provided by Lexington Compliance. You will also hear from Steve Thomas, Director of Compliance for Lexington Compliance and a former state regulator, as he discusses an overview of an RIA’s 2012 annual CCO duties and new compliance hot topics for 2013.

Scottrade and Lexington Compliance are not affiliated. Scottrade is not responsible for statements, offers or products issued by Lexington. Please research any product or service carefully before making a purchase.

Web: http://aca.na5.acrobat.com/aca   Phone:  1-800-691-0270 Passcode: 212809#

Location

Web & Audio Event: See Details Below
Web: http://aca.na5.acrobat.com/aca Phone: 1-800-691-0270 Passcode: 212809#

Contact

Joy Oyler
888-834-6333 ext 705
joyo@acaplanners.org

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